AI is very good at taking complex legal issues, breaking them down into pieces and walking you through what the issues are, ...

RIAs will now be treated as "financial institutions" under the law, with obligations to screen clients, monitor transactions ...

AI is showing up in every corner of the business world — but in high-stakes fields like finance and tax, its real value isn't ...

The likely absence of a comprehensive U.S. AI regulatory regime creates the potential for a “guidance gap” for the ...

The shift to decentralized technology is nothing new. But low code and AI are catalyzing the parallel shift to a new risk ...

Artificial intelligence keeps improving at all sorts of things – including how to challenge corporate ethics and compliance programs. Even while you may still be struggling to tame the risks of ...

On Sept. 23, the U.S. Department of Justice (DOJ) updated its Evaluation of Corporate Compliance Programs (ECCP) 1 guidance document for prosecutors to consider the impact of emerging artificial ...

The survey, released by the Investment Adviser Association, ACA Group, and Yuter Compliance Consulting, found that while 40% of firms have formally adopted AI tools for internal purposes, only 5% ...

DOJ’s September 2024 update to its guidance on the Evaluation of Corporate Compliance Programs (ECCP) invites consideration of whether or not a corporate compliance program adequately accounts ...

Proactively adopting an effective compliance program to address AI risks may serve as a de facto “compliance defense” allowing companies to avoid criminal, compliance-based charges for AI ...